Case Citation
Legal Case Name

YATES v. U.S. Case Brief

Supreme Court of United States2015
135 S.Ct. 1074 191 L.Ed.2d 64

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Case Brief Summary & Legal Analysis

General Brief
4 min read

tl;dr: A fisherman threw undersized fish overboard to avoid penalties. The Supreme Court, using statutory interpretation canons, ruled that the fish were not “tangible objects” under a Sarbanes-Oxley provision aimed at destroying records, reversing his felony conviction under that statute.

Legal Significance: The case is a prominent example of the modern Court’s use of contextual analysis and statutory canons, like noscitur a sociis and ejusdem generis, to narrow the scope of a broadly worded criminal statute, prioritizing statutory purpose over a literal plain-meaning interpretation.

YATES v. U.S. Law School Study Guide

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Case Facts & Court Holding

Key Facts & Case Background

John Yates, a commercial fisherman, was found by a federal agent to possess 72 red grouper shorter than the 20-inch minimum legal size. The agent segregated the undersized fish in crates and ordered Yates to preserve them as evidence for when the boat returned to port. Before docking, Yates instructed a crew member to throw the 72 undersized fish overboard and replace them with other fish from the catch that were also undersized, but slightly larger. Yates was charged with violating 18 U.S.C. § 1519, a provision of the Sarbanes-Oxley Act of 2002, which criminalizes the destruction of “any record, document, or tangible object” with the intent to obstruct a federal investigation. Yates argued that a fish does not qualify as a “tangible object” within the meaning of this statute, which was enacted in response to financial fraud scandals involving the destruction of corporate records. The Eleventh Circuit affirmed his conviction, holding that the plain meaning of “tangible object” includes fish. The Supreme Court granted certiorari to resolve the issue of the statute’s scope.

Court Holding & Legal Precedent

Issue: Does the term “tangible object” in 18 U.S.C. § 1519, a statute prohibiting the destruction of evidence, encompass all physical objects, or is its meaning limited by the context of the surrounding words “record” and “document” to objects used to record or preserve information?

The Court reversed the Eleventh Circuit’s judgment, holding that a fish is Lorem ipsum dolor sit amet, consectetur adipiscing elit, sed do eiusmod tempor incididunt ut labore et dolore magna aliqua. Ut enim ad minim veniam, quis nostrud exercitation ullamco laboris nisi ut aliquip ex ea commodo consequat. Duis aute irure dolor in reprehenderit in voluptate velit esse cillum dolore eu fugiat nulla pariatur. Excepteur sint occaecat cu

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Legal Issue

Does the term “tangible object” in 18 U.S.C. § 1519, a statute prohibiting the destruction of evidence, encompass all physical objects, or is its meaning limited by the context of the surrounding words “record” and “document” to objects used to record or preserve information?

Conclusion

This case serves as a key precedent on the application of contextual Lorem ipsum dolor sit amet, consectetur adipiscing elit, sed do eiusmod tempor incididunt ut labore et dolore magna aliqua. Ut enim ad minim veniam, quis nostrud exercitation ullamco laboris nisi ut aliquip ex ea commodo consequat. Duis aute irure dolor in reprehenderit in voluptate velit ess

Legal Rule

The term "tangible object" as used in 18 U.S.C. § 1519 must Lorem ipsum dolor sit amet, consectetur adipiscing elit, sed do eiusmod tempor incididunt ut labore et dolore magna aliqua. Ut enim ad minim veniam, quis nostrud exercitation ullamco laboris nisi ut aliquip ex ea commodo consequat. Dui

Legal Analysis

The plurality, led by Justice Ginsburg, employed several tools of statutory interpretation Lorem ipsum dolor sit amet, consectetur adipiscing elit, sed do eiusmod tempor incididunt ut labore et dolore magna aliqua. Ut enim ad minim veniam, quis nostrud exercitation ullamco laboris nisi ut aliquip ex ea commodo consequat. Duis aute irure dolor in reprehenderit in voluptate velit esse cillum dolore eu fugiat nulla pariatur. Excepteur sint occaecat cupidatat non proident, sunt in culpa qui officia deserunt mollit anim id est laborum. Lorem ipsum dolor sit amet, consectetur adipiscing elit, sed do eiusmod tempor incididunt ut labore et dolore magna aliqua. Ut enim ad minim veniam, quis nostrud exercitation ullamco laboris nisi ut aliquip ex ea commodo consequat. Duis aute irure dolor in reprehenderit in voluptate velit esse cillum dolore eu fugiat nulla pariatur. Excepteur sint occaecat cupidatat non proident, sunt in culpa qui officia deserunt mollit anim id est laborum. Lorem ipsum dolor sit amet, consectetur adipiscing elit, sed do eiusmod tempor incididunt ut labore et dolore magna aliqua. Ut enim ad minim veniam, quis nostrud exercitation ullamco laboris nisi ut aliquip ex ea commodo consequat. Duis aute irure dolor in reprehenderit in voluptate velit esse cillum dolore eu fugiat nulla pariatur. Excepteur sint occaecat cupidatat non proident, sunt in culpa qui officia deserunt mollit anim id est laborum. Lorem ipsum dolor sit amet, consectetur adipiscing elit, sed do eiusmod tempor incididunt ut labore et dolore magna aliqua. Ut enim ad minim veniam, quis nostrud exercitation ullamco laboris nisi ut aliquip ex ea commodo consequat. Duis aute irure dolor in reprehenderit in voluptate velit esse cillum dolore eu fugiat nulla pariatur. Excepteur

Flash-to-Full Case Opinions

Flash Summary

  • A fisherman was convicted under a Sarbanes-Oxley statute, 18 U.S.C. §
Lorem ipsum dolor sit amet, consectetur adipiscing elit, sed do eiusmod tempor incididunt ut labore et dolore magna aliqua. Ut enim ad minim veniam, quis nostrud exercitation ullamco laboris nisi ut aliquip ex ea commodo con

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